Recording: CFP Board Code of Ethics and Standards of Conduct

5 (1 vote)

Recorded On: 09/20/2023

Only available as part of a package

The goal of this program is to position the application of the CFP Board's Code of Ethics and Standards of Conduct as the foundation for ethical financial planning. Included in this course:

- Understanding the CFP® Board’s Code and Standards and the fiduciary duties of financial planners - Emphasis on client disclosure requirements and potential conflicts of interest

Approved for Two (2) hours of CDFA CE Credit.

Peggy F. Frye

CFP®, CeFT®

Director of Training & Faculty, Financial Transitionist Institute

Peggy is the Principal of Glenayr Wealth Advisors LLC and an experienced wealth manager, Certified Financial Planner ®, Registered Life Planner®, and Certified Financial Transitionist®. She advises high-net-worth individuals and families using a unique planning and financial advisory approach and counsels clients to achieve life-altering goals using process-specific strategies. Peggy resides with her husband on Glenayr Farm in central Virginia where they raise champion Airedale terriers and Angus cattle.

Joan B. Cox

CFP, CeFT, CRPC

Transitus Wealth Parnters

Joan is the Director of Advanced Planning with Transitus Wealth Partners LLC. Joan has a B.A. from the University of Minnesota in 1976. In 1987 she earned the CERTIFIED FINANCIAL PLANNER™ (CFP®) designation. In 2001 the Chartered Retirement Planning Counselor designation was added.

Joan is a Certified Financial Planner working in Louisiana, with a total of 38+ years of financial industry experience. Joan is also part of a select number of advisors at FTI/SMI who has earned the Certified Financial Transitionist® (CeFT®) designation. She specializes in focusing on retirement planning with people who have had major life events, mostly widows and retirement.