CFP Ethics: The Revised Code of Standards

4.67 (6 votes)

Recorded On: 10/09/2020


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Learning Objectives Regarding the Revised Code and Standards:

  • Learn about the significant changes to content.
  • Learn about the new structure and organization.
  • Learn about the duties to clients, firms and subordinates, and the CFP Board.
  • Included are cases that emphasize the expanded application of fiduciary duty as well as the other significant changes to content.

You are required to take a 10-question quiz and score no lower than 80 in order to get two hours of CDFA CEs.

Peggy F. Frye

CFP®, CeFT®

Director of Training & Faculty, Financial Transitionist Institute

Peggy is the Principal of Glenayr Wealth Advisors LLC and an experienced wealth manager, Certified Financial Planner ®, Registered Life Planner®, and Certified Financial Transitionist®. She advises high-net-worth individuals and families using a unique planning and financial advisory approach and counsels clients to achieve life-altering goals using process-specific strategies. Peggy resides with her husband on Glenayr Farm in central Virginia where they raise champion Airedale terriers and Angus cattle.

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CFP Ethics: The Revised Code of Standards
10/09/2020 at 2:15 PM (EDT)  |  Recorded On: 10/09/2020
10/09/2020 at 2:15 PM (EDT)  |  Recorded On: 10/09/2020
You must register to access.
CDFA and CFP Certificate
2.00 CE credits  |  Certificate available
2.00 CE credits  |  Certificate available
You must register to access.
QUIZ: CFP Ethics: The Revised Code of Standards
10 Questions  |  1 attempt  |  8/10 points to pass
10 Questions  |  1 attempt  |  8/10 points to pass
You must register to access.